AICPA logo
Cart
searchSearch
search
burger
AICPA logo
  • Home
product-image
2020 Brokers and Dealers in Securities - Accounting Guide
Publication

2020 Brokers and Dealers in Securities - Accounting Guide

Updated for 2020, this industry standard resource offers comprehensive and reliable accounting implementation guidance for preparers.

$79 - $99
Do you have an AICPA membership? Log in to apply your member discount.

Format

E-book, Paperback

Availability

 Business & partner 
 Standing order optionSave 20% now
Key Topics
  • Coverage of regulatory updates from key industry regulators (SEC, CFTC, and FINRA).
  • Examples of financial statements, disclosures, and supplementary schedules.
  • Discussion and interpretive guidance associated with industry specific financial reporting and regulatory compliance.
Product Details

The clear and practical guidance you need.

This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include the following guidance:

  • FASB ASU No. 2018-13, Fair Value Measurement (Topic 820), Disclosure Framework—Changes to the Disclosure Requirements for Fair Value Measurement;
  • SEC Division of Trading and Markets’ no action letter concerning the treatment of certain receivables under Rule 15c3-1.

In addition, this edition features updates to the illustrative financial statements resulting from application of FASB ASC 842, Leases. This includes the addition of a right-of-use asset and lease liability to the statement of financial condition, disclosure notes and an example schedule of computation of net capital under Rule 15c3-1.

Who Will Benefit
  • A wide range of professionals within the broker-dealer industry.
Pricing
Do you have an AICPA membership? Log in to apply your member discount.
Nonmembers
E-book
$99.00
Paperback
$99.00
AICPA Members
E-book
$79.00
Paperback
$79.00

Group ordering for your team

2 to 5 registrants

Save time with our group order form. We’ll send a consolidated invoice to keep your learning expenses organized.

Start order

6+ registrants

We can help with group discounts. Call us at 1-800-634-6780 (option 1) or email us at salessupport@aicpa.org

Contact us
More Details
Access
E-Book
1 year
ISBN
978-1-95068-810-4
978-1-95068-809-8
Shipping and delivery
Shipping costs  and sales taxes will be added later during checkout
2020 Brokers and Dealers in Securities - Accounting Guide
Select from the following options:
E-book
$99.00
Paperback
$99.00
Nonmember Price
$99.00
Price excluding sales tax
$99.00
Do you have an AICPA membership? 
Log in to apply your member discount.
Shipping cost and sales tax will be added later during checkout

Related content