Understand the statements, disclosures, and considerations for plans that file Form 11-K, as well as the impact of SAS No. 136. Learn ways to plan and conduct effective risk-based ERISA plan audits.
Nov 22, 2021
NASBA Field of Study
Deloitte & Touche, LLP, Randy M. Dummer
Employee benefit plan (EBP) audit engagements continue to be scrutinized by regulators and peer reviewers, due to a history of noncompliance with applicable professional standards.
In this webcast, you will focus on auditing the statement of net assets available for benefits and the statement of changes in net assets available for benefits. As the most common type of plans audited, you will take a deep dive into defined contribution plans to comply with professional standards, ERISA and SEC requirements.
Tap into ways to plan and conduct effective risk-based plan audits to comply with professional standards while maximizing efficiency.
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