Documenting Your EBP Audit: What You Need to Know
Tackle the areas of Employee Benefit Plans (EBP) audits where detailed documentation is critical to supporting the audit conclusions.
Format
Webcast
NASBA Field of Study
Auditing
Level
Basic
CPE Credits
8
Author(s)
Alice Evans
Availability
Product Number
VEBPD21020
- Recognize areas in employee benefit plan audits that lead to documentation deficiencies.
- Recall how to document risk assessments in an EBP audit.
- Identify the aspects of documentation that provide audit evidence.
- Audit planning
- Toolkit items for an EBP Auditor
- Documentation best practices for the statement of net assets available for benefits
- Key audit areas in the statement of changes in net assets available for benefits
- Participant data and participant accounts
New ways to think about your audit documentation
Employee benefit plans are a unique entity, and the performance of audit procedures will involve testing items that are not typically tested in audits of other types of entities. Even experienced auditors may find it difficult to ascertain exactly what documentation is sufficient.
Real examples and real solutions
We’ll tackle the areas in EBP audits that need detailed documentation to support the audit conclusions. By the end of this webcast, you’ll be able to:
- Understand the professional standards that relate to audit documentation.
- Apply the standards when performing EBP audits.
- Work through a comprehensive approach to audit documentation.
- Develop a plan at your firm that provides a consistent approach to EBP audit documentation.
- CPAs
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