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Single Audit Fundamentals Part 3: Compliance Requirements and Internal Control over Compliance
Audit & Assurance
Webcast

Single Audit Fundamentals Part 3: Compliance Requirements and Internal Control over Compliance

Part 3 of this single audit fundamentals series focuses on the execution portion of a single audit engagement including a discussion of the types of compliance requirements and internal control over compliance.

$99 - $119
Do you have an AICPA membership? Log in to apply your member discount.

Format

Webcast

Date

Nov 03, 2020

NASBA Field of Study

Auditing (Governmental)

Level

Basic

CPE Credits

2

Author(s)

Thomas Sneeringer, Amanda Ward, Kimberly McCormick

Availability

3 months

Learning Outcomes
  • Determine the requirements of the single audit as it relates to understanding internal control, assessing the level of control risk, and testing the effectiveness of internal control relative to federal awards
  • Identify the single audit requirements for testing the direct and material compliance requirements for major programs
Key Topics
  • Understanding, assessing, and testing internal control over compliance
  • Testing compliance with federal statutes and regulations and compliance requirements subject to audit
Product Details
This webcast is part of the Single Audit Fundamentals Series

Part 3: Compliance Requirements and Internal Control over Compliance

In Part 3 of the Single Audit Fundamentals Series we will focus on the execution portion of a single audit including a discussion of the types of compliance requirements and internal control over compliance.

Topics covered include:

  • Introduction to and using the annual OMB Compliance Supplement (Supplement)
  • Identifying compliance requirements subject to audit using the Supplement
  • Determining direct and material compliance requirements
  • Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards at 2 CFR 200 (UG or Uniform Guidance) requirements for testing internal controls
  • Understanding and testing the compliance requirements
  • Documentation requirements

Government Audit Quality Center (GAQC) members save an additional 20%

If you are a GAQC member, you can save 20% more off the registration price. Find out more information on the GAQC Website.

Who Will Benefit
  • Auditors of nonprofits and state and local governments subject to single audits
Pricing
Do you have an AICPA membership? Log in to apply your member discount.
Nonmembers
$119.00
AICPA Members
$99.00

Looking for group pricing?

We can help with group discounts. Call us at 1-800-634-6780 (option 1) or email us at salessupport@aicpa.org

Contact us
Credit Info
CPE Credits
2
NASBA Field of Study
Auditing (Governmental)
Level
Basic
Prerequisites
None
Access
This is a live event. You will have access on the date/time of broadcast and the archive for 3 months after the broadcast date.
Duration
2 hrs
Speakers
Thomas Sneeringer
CPA
Tom has over 25 years of audit and accounting experience, specializing in nonprofit organizations. His responsibilities include directing engagements, preparing financial statements, composing management letters and advising clients on accounting and internal control policies. Tom's clients include 501(c)(3) organizations, colleges and universities, independent schools and national associations. In addition, he has extensive experience performing Uniform Guidance compliance audits and engagements in accordance with Yellow Book requirements. He frequently conducts seminars for clients, the American Institute of Certified Public Accountants, the Greater Washington Society of Certified Public Accountants, National Business Officers Association and other organizations on key issues facing nonprofit organizations. Tom is one of the firm experts on the COSO Framework, especially as it applied to nonprofit organizations, and one of the first in the country to complete the COSO Internal Control Certificate.
Amanda Ward
CPA
Amanda is the partner in charge of Plante Moran's single audit technical practice. She focuses on quality control, provides technical consultations to teams, develops and issues firm guidance on emerging topics, and oversees training and development. Amanda is a frequent speaker at conferences sponsored by the AICPA and state CPA societies. Amanda is a member of the AICPA's Governmental Audit Quality Center executive committee and serves on the planning committee for the NFP Conference.
Kimberly McCormick
CPA
Kimberly McCormick, CPA, is a partner with Grant Thornton, LLP in the San Francisco Bay Area. She has over 27 years of experience working with all types of not-for-profit organizations and governments and currently serves as an audit partner for several colleges and universities, religious organizations, museums, foundations, social service organizations and many organizations subject to OMB Circular A-133. Kim previously served on the Executive Committee of the AICPA's Governmental Audit Quality Center, currently serves on the planning committee for the AICPA's National Governmental Accounting and Auditing Update conference and is the co-chair of the California Society NPO Conference. She serves on the audit committee of Northern California Grantmakers and is a member of the AICPA and CalCPA.
Accessibility

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Single Audit Fundamentals Part 3: Compliance Requirements and Internal Control over Compliance
Nov 03, 2020
Select from the following options:
Nov 03, 2020
4pm6pm GMT
Nonmember Price
$119.00
Price excluding sales tax
$119.00
Do you have an AICPA membership? 
Log in to apply your member discount.
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