Performing quality ERISA employee benefit plan audits: Firm best practices
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Performing quality ERISA employee benefit plan audits: Firm best practices

3 years ago · 575.1 KB Download

This EBPAQC tool assists firms in identifying and implementing best practices for your firm’s ERISA employee benefit plan (EBP) audit practice. This tool is designed to be used by all firms that perform EBP audits, whether your firm performs just a few EBP audits or has (or is considering developing) a specialized EBP audit practice. This tool provides:

  • Tips for establishing effective quality control policies and procedures specific to your EBP audit practice

  • Provides examples of best practices for each phase of the audit engagement, including a suggested timeline for implementation

  • Provides links to useful tools and resources (Note: Certain tools are available only to EBPAQC members)

Download the Download the EBP audit firm best practices

File name: ebpaqc-audit-firm-best-practices.pdf

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