This EBPAQC tool assists firms in identifying and implementing best practices for your firm’s ERISA employee benefit plan (EBP) audit practice. This tool is designed to be used by all firms that perform EBP audits, whether your firm performs just a few EBP audits or has (or is considering developing) a specialized EBP audit practice. This tool provides:
Tips for establishing effective quality control policies and procedures specific to your EBP audit practice
Provides examples of best practices for each