SSPFPS Documentation Checklist
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SSPFPS Documentation Checklist

1 year ago · 51 KB Download

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The Statement on Standards in Professional Financial Planning Services (SSPFPS) Documentation Checklist helps you properly verify that you have documented the following items with a client:

  • Do you have an engagement letter that outlines engagement objectives, scope of services to be provided, timing of the engagement and roles and responsibilities for each person/provider?

  • Did you disclose any conflicts of interest?

  • Did you disclose how you are going to be compensated?

  • Did you receive needed documents from the client in the

Download the SSPFPS: Documentation checklist

File name: sspfps-documentationchecklist.docx

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